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CalSTAT Technical Assistance and Training

California Department of Education, Special Education Division’s special project, California Services for Technical Assistance and Training (CalSTAT) is funded through a contract with the Napa County Office of Education. CalSTAT is partially funded from federal funds, State Grants #H027A080116A. Additional federal funds are provided from a federal competitively awarded State Personnel Development Grant to California (#H323A070011) provided from the U.S. Department of Education Part D of the Individuals with Disabilities Education act (IDEA). Opinions expressed herein are those of the authors and do not necessarily represent the position of the U. S. Department of Education.

Building Effective Schools Together (BEST)
Summary Report 2008-09

BEST is a program based on positive behavioral supports (PBS) that helps schools develop and implement positive school rules, rule teaching, and positive reinforcement systems schoolwide. Over two State Improvement Grants (SIG1 and SIG2) from 1999 to 2008, over 450 sites and almost 5,000 people have been trained in PBS through the BEST program. These and ongoing trainings have been administered by CalSTAT on behalf of the California Department of Education, Special Education Division.

Each BEST school site is served by a regional cadre of trainers which is comprised of local program specialists, administrators, parents and others. Personnel from the Institute on Violence and Destructive Behavior (IVDB) at the University of Oregon provide trainings and support to the BEST trainers and sites in California. These trainers then provide follow-up training and ongoing support for school sites in implementing BEST.

Starting in the 2008-09 school year, BEST focused on Los Angeles Unified School District (LAUSD) only, initiating a new model of training and support delivery to sites through a three-year, three-phase plan. In the 2008-09 school year, 30 sites participated: fifteen in Phase One and fifteen in Phase Two. Phase Three begins in 2009-10.

BEST: Four Elements in Three Phases

BEST delivers four elements of training and support to sites implementing PBS. The four elements are detailed as follows:

Each year of participation moves a BEST site through one phase of the program, detailed as follows:

Three Phases of BEST
  Two-Day Content Training One-Day Booster Training Ongoing Coaching and Support Data Collection
Phase One Yes No Yes Yes
Phase Two No Yes Yes Yes
Phase Three No No Yes Yes

Content and Booster Trainings in the 2008-09 School Year

In the 2008-09 school year, participants from 30 schools in Los Angeles Unified School District (LAUSD) participated in a Phase One Content Training and Phase Two Booster Training. Participants were invited by the LAUSD regional cadre of trainers based on readiness to begin implementation of PBS.

Number and Percent of BEST Training Participants by Role
147 participants who completed evaluations at 2 trainings in the 2008-09 school year
  Number Percent
Teacher: GE 43 participants 29%
Administrator: GE 28 participants 19%
Other Certificated Professional 27 participants 19%
Teacher: SE 18 participants 12%
Administrator: SE 16 participants 11%
Paraprofessional 6 participants 4%
Parent/Family 2 participants 1%
Other 7 participants 5%

Participants at both the Content and Booster Trainings represented a similar diversity of education providers and stakeholders:

Participants also rated the quality of the training on end-of-event evaluations. Both trainings were rated similarly and highly, with participants reporting substantial increases in knowledge.

Average Participant Responses to End-of-Event Surveys
147 participants who completed evaluations at 2 trainings in the 2008-09 school year
  Content Training
88 participants completing evaluations on April 2-3, 2009
Booster Training
59 participants completing evaluations on November 14, 2009
Knowledge Prior 3.4 3.4
Knowledge After 4.4 4.3
Knowledge Increase 29% 26%
Usability 4.6 4.6
Overall 4.5 4.4

PBS Team Implementation Checklist (TIC)

The TIC is an 18 item checklist (items summarized on page 5) allowing sites to monitor implementation of explicit PBS program criteria. It was developed and is under copyright by George Sugai, Rob Horner, and Teri Lewis-Palmer. Responses to each item are given as “achieved,” “in progress” or “not started,” and interpreted as 100%, 50% and 0% implementation, respectively. The average of all 18 items within each site has been explored as an important measure of BEST implementation at the site level.

Self-Reported Implementation of PBS on the Spring TIC by School Site
  Phase One Sites
15 sites
  Phase Two Sites
15 sites
  Preliminary 2009 TIC Preliminary TIC 2009 TIC
Fully Implementing Sites 5 sites, 33% 6 sites, 40% 6 sites, 40%
Partially Implementing Sites 8 sites, 53% 8 sites, 53% 9 sites, 60%
Minimally Implementing Sites 0 sites, 0% 1 site, 7% 0 sites, 0%
Sites that Did Not Complete TIC 2 sites, 14% 0 sites, 0% 0 sites, 0%

BEST sites complete the TIC in Spring of every year. Phase Two sites have TIC responses from the previous year available for comparison (when they were Phase One sites), while Phase One sites do not.

Average responses to individual PBS TIC items are summarized on the following page. Overall, sites appear very successful in establishing key elements of PBS, but implementation of underlying support elements is not yet in place.

d
  Cohort 1 2008 Cohort 1 2009 Cohort 2 2009
Implementation Overall 71% 74% 80%
Establish Commitment Average of 1-2 83% 80% 81%
1. Administrator's support & active involvement. 94% 93% 92%
2. Faculty/staff support 74% 67% 69%
Establish & Maintain Team Average of 3-5 71% 71% 77%
3. Team established (representative) 97% 100% 96%
4. Team has regular meeting schedule, effective operating procedures. 64% 67% 73%
5. Audit is completed for efficient integration of team with other teams/initiatives addressing behavior support 54% 47% 62%
Self-Assessment Average of 6-8 81% 72% 79%
6. Team/faculty completes EBS self-essessment survey. 77% 77% 81%
7. Team summarizes existing school discipline data. 84% 63% 77%
8. Strengths, areas of immediate focus & action plan are identified. 84% 77% 81%
Establish Schoolwide Expectations Average of 8-15 67% 79% 84%
9. Three to five school-wide behavior expectations are defined. 90% 100% 96%
10. Schoolwide teaching matrix developed. 74% 80% 73%
11. Teaching plans for schoolwide expectations are developed. 54% 70% 69%
12. Schoolwide behavioral expectations taught directly & formally. 60% 73% 81%
13. System in place to acknowledge/reward schoolwide expectations. 84% 87% 92%
14. undesirable behaviors are clearly defined. 54% 80% 96%
15. Consistent consequences and procedures for responding to undesirable behaviors are developed. 54% 63% 77%
Establish Information System Item 16 60% 63% 69%
16. Discipline data is gathered, summarized, & reported. 60% 63% 69%
Build Capacity for Function-based Support Average of 17-18 65% 65% 79%
17. Personnel with behavioral expertise are identified & involved. 84% 80% 88%
18. Plan developed to identify and establish systems for teacher support, functional assessment & support plan development & implementation. 47% 50% 69%

Eight Key Features of Implementation

In addition to the Team Implementation Checklist, Los Angeles Unified has adapted a Rubric of Implementation for coaches and trainers to use in evaluating degree of implementation of schoolwide PBS (SWPBS) during site visits. The rubric identifies eight key features of SWPBS and defines four levels of implementation for each feature, described below and on page 7. Only Phase Two sites were assessed with the rubric.

Rubric Response Key

Administrative Leadership and Support

  Number Percent
Four 2 sites 13%
Three 13 sites 87%
Two 0 sites 0%
One 0 sites 0%

Level 3: At least one school administrator is a member of the SWPBS team. SWPBS is on the agenda at some faculty meetings. SWPBS is addressed in some staff and parent newsletters.

At level 4, SWPBS was on the agenda at all faculty meetings and addressed in all staff and parent newsletters.

Team Based Implementation

  Number Percent
Four 3 sites 20%
Three 5 sites 33%
Two 7 sites 47%
One 0 sites 0%

Level 2: The SWPBS team is established and meets at least two times per school year.

At level 3, the SWPBS team is representative of all stakeholders (including parents and students) and has monthly meetings. At level 4, sites clearly established the role and responsibility of each team member and memorialize meeting agendas, minutes, etc.

Behavior Expectations Defined

  Number Percent
Four 8 sites 53%
Three 6 sites 40%
Two 1 sites 7%
One 0 sites 0%

Level 4: 3-6 positively stated expectations are established, defined and clearly visible (posted) in all of the common areas. When asked, students, staff and families know the 3-6 expectations.

At level 3, expectations are defined for all common areas, but only posted in most of them. At level 2, expectations are only established for some common areas.

Behavior Expectations Taught

  Number Percent
Four 2 sites 13%
Three 13 sites 87%
Two 0 sites 0%
One 0 sites 0%

Level 3: There is a documented system for annually teaching the behavioral expectations to all students.

At level 4, a review of expectations was conducted on a weekly to monthly basis, and strategies were developed to involve families and community in teaching expectations.

Acknowledge and Reinforce Appropriate Behavior

  Number Percent
Four 6 sites 40%
Three 6 sites 40%
Two 1 sites 7%
One 2 sites 13%

Level 3: The documented acknowledgment/reinforcement system (ticket, token, etc) guidelines and procedures are implemented throughout the school by 75% of staff.

At level 4, acknowledgment/reinforcement implementation was 90% schoolwide and established a ratio of four positives to one negative acknowledgment for students, staff, and families. At level 2, acknowledgment (but not reinforcement) was in place, but with only 50% of staff. At level 1, sites did not have a consistent acknowledgment/reinforcement system in place.

Monitor and Correct Behavioral Errors

  Number Percent
Four 3 sites 20%
Three 8 sites 53%
Two 3 sites 20%
One 1 sites 7%

Level 3: Problem behaviors are clearly defined, agreed upon by at least 75% of school staff and documented. At least 75% of school staff can clearly articulate the process for behavior handled in the classroom and behavior referred out (to dean, counselor, etc).

At level 4, these thresholds were 90% and evidence showed that consequences for “behavioral errors” are consistent, progressive, and communicated to all stakeholders. At level 2, only 50% of staff agreed on problem behaviors and an inconsistent process was in place. At level 1, problem behaviors were not yet clearly defined and response was inconsistent.

Data Based Decision Making

  Number Percent
Four 2 sites 13%
Three 7 sites 47%
Two 6 sites 40%
One 0 sites 0%

Level 3: A system is used to keep track of discipline data. The SWPBS team uses data to make decisions in designing, implementing, and revising schoolwide efforts at least two times per school year. Data is shared with school staff at least two times per year.

At level 4, the frequency of using and sharing data schoolwide was at least three times per year, and data was reviewed at monthly team meetings. At level 2, data collection was underway but was not yet a part of the decision-making process.

Family and Community Collaboration

  Number Percent
Four 2 sites 13%
Three 7 sites 47%
Two 6 sites 40%
One 0 sites 0%

Level 2: A family/community member is inconsistently part of the SWPBS team. Updates on SWPBS efforts are communicated through newsletters, brochures, open house, parent meetings (etc) at least twice per school year.

At level 3, at least one family/community member was an active member of the SWPBS team and SWPBS efforts were communicated at least five times per year. At level 4, SWPBS efforts were communicated at least eight times per year. At level 1, there was no family/community involvement in the SWPBS system.

Suspensions at BEST Sites

As a response to a serious “behavior error,” suspension events represent one way of quantifying behavior outcomes at a school site. Suspension removes a student from the classroom for one or more days, creating a barrier to learning. It also represents a serious disruption of the learning environment, with potential impacts for other students. Reduction of the behaviors which prompt suspension, and eventually reduction of suspensions themselves, are a goal of BEST and schoolwide PBS.

However, suspensions data is an imperfect measurement tool. Please note:

Suspension Events by Reason, 2008-09
  All Students Students with IEPs
N % N %
Cause or threaten injurty to another. 211 51% 64 59%
Possession of a dangerous object 45 11% 11 10%
Disruption or defiance. 50 12% 14 13%
Commit an obscene act or habitual vulgarity. 28 7% 5 4%
Possession of imitation firearm. 17 4% 3 3%
Cause or attempted damage to property. 18 4% 5 4%
Theft or attempted theft of property. 11 2% 1 1%
Other (intimidation, drugs, seriousviolence, etc). 36 9% 6 6%

Suspension data demonstrates that, overall, special education students are suspended at a higher rate than students overall, representing 26% of suspensions at BEST sites, compared to 11% of districtwide enrollment.

Suspension Events by General/Special Education
416 suspensions, 2008-09
  Number Percent
Students without Disabilities 309 74%
Students with Disabilities 107 26%

Among the 30 sites implementing BEST, there was considerable diversity in suspensions, which does not appear related to phase or degree of implementation. This is further shown in the specific suspension data for the fifteen Phase Two sites who recorded baseline data in the previous year, which is summarized beginning on page 10.

Suspension of students with disabilities showed great variability, as well, ranging from no suspensions at some of the sites with higher suspension rates to being a substantial portion of suspensions at sites with lower suspension rates.

In addition to teaching and reinforcing positive behaviors, schools implementing PBS deliver additional support to at risk students, intending to avert additional disruptive incidents. Of the 338 students who were suspended at BEST sites in the 2008-09 school year, 83% did not receive a second suspension.

Number of Suspension Events and Number of Students Suspended Multiple Times
  Degree of Implementation
TIC 2009
Enrollment Suspension Events Students w/ Multiple Susp.
All Students Students w/ IEPs All Students Students w/ IEPs
Number of Events Per 100 Students Number of Events Percent of All Events N of Students Per 1000 Students N of Students % of All Students
Site 1 77.8%       945 42 4.4 15 36% 7        7.4 3 43%
Site 2 80.6%       639 24 3.8 5 21% 3        4.7 1 33%
Site 3 72.2%       658 23 3.5 7 30% 3        4.6 1 33%
Site 16 66.7%    1,117 37 3.3 8 22% 5        4.5 0 0%
Site 4 80.6%       373 12 3.2 0 0% 3        8.0 0 0%
Site 5 75.0%       241 7 2.9 3 43% 0 0 0  n/a 
Site 6 72.2%    1,009 28 2.8 3 11% 4        4.0 1 25%
Site 17 (no response)       906 25 2.8 12 48% 6        6.6 2 33%
Site 7 88.9%    1,049 28 2.7 6 21% 4        3.8 1 25%
Site 8 50.0%       535 14 2.6 10 71% 2        3.7 1 50%
Site 18 66.7%       720 14 1.9 2 14% 0 0 0  n/a 
Site 19 77.8%    1,063 20 1.9 7 35% 3        2.8 1 33%
Site 20 100.0%    1,003 18 1.8 3 17% 1        1.0 0 0%
Site 9 94.4%    1,079 18 1.7 6 33% 3        2.8 1 33%
Site 21 (no response)    1,299 21 1.6 0 0% 3        2.3 0 0%
Site 22 94.4%       823 13 1.6 2 15% 0 0 0  n/a 
Site 23 75.0%       782 12 1.5 0 0% 2        2.6 0 0%
Site 24 77.8%       836 11 1.3 5 45% 1        1.2 1 100%
Site 10 80.6%       987 13 1.3 3 23% 3        3.0 0 0%
Site 11 77.8%       635 8 1.3 2 25% 1        1.6 1 100%
Site 25 58.3%       591 7 1.2 2 29% 0 0 0  n/a 
Site 12 88.9%       532 6 1.1 0 0% 1        1.9 0 0%
Site 26 86.1%       508 4 0.8 2 50% 0 0 0  n/a 
Site 27 77.8%       794 5 0.6 4 80% 1        1.3 1 100%
Site 13 61.1%       559 3 0.5 2 67% 0 0 0  n/a 
Site 28 75.0%       518 2 0.4 0 0% 0 0 0  n/a 
Site 29 88.9%       455 1 0.2 0 0% 0 0 0  n/a 
Site 30 97.2%       217 0 0.0 0 n/a 0 0 0  n/a 
Site 14 63.9%       843 0 0.0 0 n/a 0 0 0  n/a 
Site 15 50.0%       227 0 0.0 0 n/a 0 0 0  n/a 
Phase Two Sites (1-15), 2008-09
Phase One Sites (16-30), 2008-09

BEST Sites in Phase Two

While baseline suspension data for Phase One sites was collected over their first year, baselines for Phase Two sites were previously collected and can now be compared to suspensions data from the 2008-09 school year. Additionally, because Phase Two sites are establishing schoolwide PBS programs, they were evaluated with the Rubric of Implementation, allowing suspension data to be cross-referenced with implementation.

Remarkable sites are highlighted and described on page 11.

BEST Sites in Phase Two During the 2008-09 School Year

Specific Implementation of Positive Behavior Support Features According to Rubric of Implementation
  Rubric Average Administrative Leadership and Support Team Based Implementation Behavioral Expectations Defined Behavior Expectations Taught Acknowledge and Reinforce Appropriate Behavior Monitor and Correct Behavioral Errors Data Based Decision Making Parent and Community Collaboration
Site 2 3.9 4 3 4 4 4 4 4 4
Site 8 3.6 3 3 4 4 4 3 4 4
Site 12 3.5 3 3 4 4 4 4 3 3
Site 5 3.5 3 3 4 4 4 4 3 3
Site 11 3.4 3 4 4 4 3 3 3 3
Site 14 3.3 3 4 4 3 4 3 2 3
Site 13 3.1 3 4 4 3 3 3 3 2
Site 7 2.9 3 2 3 4 4 2 3 2
Site 9 2.8 3 3 3 3 3 3 2 2
Site 15 2.6 3 2 3 3 3 3 2 2
Site 10 2.5 3 2 4 3 3 2 2 1
Site 1 2.5 3 2 3 3 3 3 2 1
Site 6 2.4 4 2 3 3 1 1 3 2
Site 4 2.4 3 2 3 3 2 2 2 2
Site 3 2.4 3 2 2 3 1 3 3 2
Changes in Suspension from 2007-08 to 2008-09
  Suspension Events Students with Multiple Suspensions
2008 2009 Change All Students Students with Disabilities
Number of Events Per 100 Students Number of Events Per 100 Students Number of Events Per 100 Students 2008 2009 Change 2008 2009 Change
Site 2 7 1.1 24 3.8 +17 +2.7 0 3 +3 0 1 +1
Site 8 12 2.2 14 2.4 +2 +0.2 2 2 0 0 1 +1
Site 12 10 1.9 6 1.2 -4 -0.7 1 1 0 1 0 -1
Site 5 5 2.1 7 3.1 +2 +1.1 0 0 0 0 0 0
Site 11 4 0.6 8 1.3 +4 +0.7 2 1 -1 0 1 +1
Site 14 1 0.1 0 0.0 -1 -0.1 0 0 0 0 0 0
Site 13 2 0.4 3 0.5 +1 +0.2 0 0 0 0 0 0
Site 7 10 1.0 28 2.6 +18 +1.7 0 4 +4 0 1 +1
Site 9 24 2.2 18 1.8 -6 -0.5 0 3 +3 0 1 +1
Site 15 0 0.0 0 0.0 0 0.0 0 0 0 0 0 0
Site 10 13 1.3 13 1.3 0 0.0 3 3 0 1 0 -1
Site 1 49 5.2 42 4.4 -7 -0.8 7 7 0 1 3 +2
Site 6 20 2.0 28 2.9 +8 +0.9 2 4 +2 1 1 0
Site 4 19 5.1 12 3.1 -7 -2.0 3 3 0 1 0 -1
Site 3 33 5.0 23 3.6 -10 -1.5 3 3 0 1 1 0

Site 2 was found to have the most-advanced schoolwide PBS program, ranking level 4 on all rubric features except Team Based Implementation. This site also received the single largest suspension event increase, as well as increases in all of the other suspension statistics described on page 10.

In addition to Site 2, most of the sites with the most advanced implementation had increases in the number of suspension events, many of them substantial. This may be due to the closer attention being paid to unacceptable behavior and application of consistent consequences. It will be interesting to see if these increases prompt a change in how schoolwide PBS is implemented at these sites, such as greater attention to working with at risk students, and whether that may lead to corresponding changes in suspension rates in Phase Three.

There was a notable increase in suspension events for students with disabilities at a majority of the Phase Two BEST sites. Like increases in suspension events for all students, these increases were concentrated among sites implementing schoolwide PBS at a more advanced level.

BEST trainers describe administrative support as being a critical feature in connecting schoolwide PBS implementation with positive student outcomes. The Rubric of Implementation describes a high level of administrative involvement at all BEST sites (participation in SWPBS team, etc). However, the quality of administrative support is not documented; some of the sites with the least positive student oucomes saw midyear changes in principals and a lack of administrator expertise with PBS. BEST trainers are continuing to stress the need for administrators to participate in PBS trainings, engaging 44 administrators from 30 sites at 2008-09 trainings.

Change in Suspensions Data Overall

Changes in suspensions data overall were primarily driven by large shifts at a handful of sites. It should be noted, again, that suspensions data is an imprecise and indirect measure of student behavior outcomes. Additionally, with only fifteen sites, these statistics are particularly sensitive to factors which may have little or nothing to do with overall program outcomes.

In aggregate, while enrollment decreased slightly, the total number of suspension events and students receiving multiple suspensions edged up. Increases were larger, proportionally, for students with disabilities.

Totals for Phase Two Sites
  2008 2009 Change
Total Enrollment 10,311 10,197 -114
Suspension Events All Students 209 226 +17
Students with IEPs 33 62 +29
Students with Multiple Suspensions All Students 23 34 +11
Students with IEPs 6 10 +4

A handful of sites are responsible for many of these aggregated changes, in particular:

CST ELA and BEST Sites in Phase Two

Recognizing that many factors influence student academic outcomes at the sites, it is possible that positive changes in the school environment due to BEST/PBS may have contributed to improvements in student academic performance. An examination of the percent of students scoring proficient and above in California Standards Test (CST) English Language Arts (ELA) may suggest academic outcomes.

The chart below averages the percent proficient and above at all sites in Phase Two during the 2008-09 school year (starting BEST during the 2007-08 school year). The red dotted line indicates the AMO benchmarks which are used in AYP criteria. While BEST sites have historically trailed statewide scores, recently gains have been made.

CST English-Language Arts Percent Proficient and Above
Average of 15 BEST Sites in Phase Two during the 2008-09 School Year
  2006-07
(prior to BEST)
2007-08
(During BEST Phase One)
2008-09
(During BEST Phase Two)
All Students BEST Phase Two Sites 37.5 38.8 43.4
Statewide 45.5 48.2 52.4
Students with Disabilities BEST Phase Two Sites 16.3 15.7 16.2
Statewide 20.7 24.1 30.7
Elementary AYP Target 24.4 35.5 46.0

BEST sites started a bit behind statewide ELA proficiency, but did see improvement in 2008-09, the first full year of schoolwide PBS implementation.

This report was developed for CalSTAT by the SPDG Evaluation Team of Cheryl “Li” Walter, PhD, and Alan Wood.

CalSTAT (California Services for Technical Assistance and Training), at Napa County Office of Education, is a special project of the California Department of Education, Special Education Division. Visit CalSTAT at http://www.calstat.org.

“CalSTAT is partially funded from federal funds awarded in Part B of Public Law 108-446, the Individuals with Disabilities Education Act (IDEA), as amended in 2004. Additional federal funds are provided from a federal competitively awarded State Program Improvement Grant to California (CFDA 84.323A) allowed in Part D of Public Law 108-447, the Individuals with Disabilities Education Act (IDEA), as amended in 2004. These dollars are considered local assistance funds. Both funds are to assist individuals serving children birth to 22 years of age and their families.”

 


California Services for Technical Assistance and Training (CalSTAT)
A Special Project of the Napa County Office of Education| 5789 State Farm Drive, Rohnert Park, CA 94928
Fax: 707-586-2735 | email:info@calstat.org